Pittsburgh White Collar Lawyer Blogs

SEC Continues To Fight Off Collateral Challenges To Administrative Proceedings In The Wake Of Dodd-Frank

Posted On Tuesday, October 6, 2015
By:

Anyone finding him or herself on the receiving end of an SEC administrative enforcement action must wait until that one is over before seeking to raise judicial challenges, even those based on the...

Supreme Court Rejects Newman Appeal

Posted On Tuesday, October 6, 2015

Yesterday, the Supreme Court surprised many by declining to hear the Department of Justice’s (“DOJ”) appeal of the Second Circuit’s decision in U.S. v. Newman, a controversial...

Ninth Circuit Affirms Sophisticated Means Enhancement In Scheme To Steal Federal Grant Money

Posted On Friday, October 2, 2015

The Ninth Circuit, in United States v. Augare, No. 14-30131, 2015 WL 5234789 (9th Cir. Sept. 9, 2015), recently affirmed the application of a “sophisticated means” sentencing enhancement...

Attorneys And Law Firms Remain On SEC’s Radar For Insider Trading Cases

Posted On Wednesday, September 30, 2015
By:

A series of recent high profile prosecutions of attorneys or persons affiliated with law firms for insider trading has highlighted the government’s concern about attorneys and law firm personnel...

Brokers And Financial Advisors Risk Criminal Liability When Gaining Unauthorized Access To Confidential Client Information

Posted On Tuesday, September 29, 2015
By:

It is not uncommon in the financial services industry, particularly in matters involving the departure of partners or brokers, for there to be accusations that the departing person has taken with...

DOJ Criminal Chief Reinforces New Focus On Individuals In Corporate Investigations And Prosecutions

Posted On Friday, September 25, 2015
By:

On Tuesday, Assistant Attorney General Leslie R. Caldwell expanded upon DOJ’s new policy focus on pursuing individuals in connection with the prosecution of corporate wrongdoing. Assistant...

Our Blog

SEC Continues To Fight Off Collateral Challenges To Administrative Proceedings In The Wake Of Dodd-Frank

Supreme Court Rejects Newman Appeal

Ninth Circuit Affirms Sophisticated Means Enhancement In Scheme To Steal Federal Grant Money

Attorneys And Law Firms Remain On SEC’s Radar For Insider Trading Cases

Brokers And Financial Advisors Risk Criminal Liability When Gaining Unauthorized Access To Confidential Client Information

DOJ Criminal Chief Reinforces New Focus On Individuals In Corporate Investigations And Prosecutions

Recent Posts

Categories

Contact one of our

Experienced Attorneys